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Professor Hazel Bateman

Professor Hazel Bateman

Professor
Business School
School of Risk and Actuarial Studies

Hazel Bateman is a Professor in the School of Risk & Actuarial Studies, UNSW Sydney and a Chief Investigator and Deputy Director of the ARC Centre of Excellence in Population Ageing Research (CEPAR). She has expertise in pension economics, behavioural retirement insurance and lifecycle finance. Her current research investigates the role of choice and information architecture, financial advice and financial literacy on lifecycle financial decisions including superannuation and housing. She also works on design of and demand for retirement products including annuities, aged care insurance and reverse mortgages, as well as the taxation and regulation of pensions. Hazel works closely with the financial services industry, superannuation and pension funds and policy makers in Australia and internationally and has consulted to international organisations including the World Bank and the OECD. She is Chair of the Netspar Scientific Council, a member of the Consultative Committee of UniSuper, an academic member of the China Ageing Finance Forum and serves on the Advisory Boards of the Mercer CFA Institute Global Pension index and the Conexus Institute. In 2019 she was appointed inaugural President of the International Pensions Research Association (IPRA).

Research Interests:

  • Pension economics and finance
  • Lifecycle financial decision making
  • Retirement products
  • Taxation and regulation of superannuation
Phone
+61 2 9385 3096
Location
Room BUS647, Business School Building
  • Books | 2007
    Bateman H, 2007, Introduction,
    Books | 2007
    Bateman H, 2007, Preface and acknowledgements,
    Books | 2007
    Bateman H, 2007, Retirement provision in scary markets,
    Books | 2006
    Bateman HJ, 2006
    Books | 2001
    Bateman HJ; Piggott JR; Kingston GH, 2001, Forced Saving: Mandating Private Retirement Incomes, Cambridge University Press, Cambridge
    Books | 1999
    Bateman HJ; Piggott JR, 1999, The Costs of the Superannuation Surcharge, Committee for Economic Development of Australia, Melbourne, Australia
  • Book Chapters | 2018
    Bateman H, 2018, 'Taxing Pensions - The Australian Approach', in The Taxation of Pensions,
    Book Chapters | 2017
    Bateman H; Chomik R; Piggott J, 2017, 'Retirement Income', in O'Loughlin K; Browning C; Kendig H (ed.), Ageing in Australia: Challenges and Opportunities, Springer, pp. 149 - 172,
    Book Chapters | 2017
    Bateman H; Chomik R; Piggott J, 2017, 'Retirement Income', in OLoughlin K; Browning C; Kendig H (ed.), Ageing in Australia Challenges and Opportunities, SPRINGER, pp. 149 - 172,
    Book Chapters | 2016
    Bateman H, 2016, 'Retirement income strategies for an ageing population', in Population ageing and Australia's future, pp. 233 - 260
    Book Chapters | 2015
    Bateman H, 2015, 'Structuring the payout phase in a defined contribution scheme in high income countries: Experiences of Australia and New Zealand', in Strengthening Social Protection in East Asia, Routledge, pp. 73 - 105
    Book Chapters | 2014
    Bateman H; Louviere JL; Thorp S, 2014, 'Understanding How Consumers Make Financial Choices: A cross-disciplinary learning experience', in Harrison T; Estelami H (ed.), The Routledge Companion to Financial Services Marketing, Routledge
    Book Chapters | 2012
    Bateman HJ; Piggott J, 2012, 'Civil Services and Military Retirement Income Provision in Australia', in Takayama N (ed.), Reforming Pensions for Civil and Military Servants, Maruzen, Tokyo, pp. 29 - 54
    Book Chapters | 2011
    Bateman HJ; Piggott J, 2011, 'Too much risk to insure? the Australian (non-) Market for Annuities', in Mitchell OS; Piggott J; Takayama N (ed.), Securing Lifelong Retirement Income: Global Annuity Markets and Policy, Oxford University Press, New York, pp. 81 - 105,
    Book Chapters | 2010
    Bateman HJ, 2010, 'Retirement income provision in Australia in the wake of the global financial crisis', in Stevens Y; Waine B; Roberts L (ed.), Retirement income provision in Australia in the wake of the global financial crisis
    Book Chapters | 2010
    Bateman HJ, 2010, 'Retirement income provision in Australia', in Pension Insurance for Migrant Workers Research Report, Ministry of Human Resources and Social Services, China, pp. 400 - 422
    Book Chapters | 2009
    Bateman H; Piggott J, 2009, 'Labour force participation of older workers in Australia and Japan: A tale of two pension systems', in Corbett J; Daly A; Matsushige H; Taylor D (ed.), Laggards and Leaders in Labour Market Reform: Comparing Japan and Australia, Routledge, pp. 157 - 179,
    Book Chapters | 2009
    Bateman HJ; Piggott J, 2009, 'Labour force participation of older workers in Australia and Japan', in Corbett J; Daly A; Matsushige H; Taylor D (ed.), Laggards and Leaders in Labour Market Reform, Routledge, UK, pp. 157 - 179
    Book Chapters | 2008
    Bateman HJ; Hill RJ, 2008, 'Benchmarking the Performance of Superannuation Funds', in Evans J; Orszag M; Piggott J (ed.), Pension Fund Goverance, Edward Elgar, UK, pp. 158 - 175
    Book Chapters | 2007
    Bateman H, 2007, 'Preface and acknowledgements', in ,
    Book Chapters | 2007
    Bateman HJ; Kingston GH; Thorp SJ, 2007, 'Financial Engineering for Australian Annuitants', in Retirement Provision in Scary Markets, Edward Elgar, UK, pp. 123 - 144
    Book Chapters | 2007
    Bateman HJ, 2007, 'Retirement Provision in Scary Markets - An Introduction', in Retirement Provision in Scary Markets, Edward Elgar, UK, pp. 1 - 13
    Book Chapters | 2007
    Thorp S; Kingston G; Bateman H, 2007, 'Chapter 7: Financial engineering for Australian annuitants', in Retirement Provision in Scary Markets, Edward Elgar Publishing,
    Book Chapters | 2003
    Bateman HJ; Piggott JR, 2003, 'The Australian Approach to Retirement Income Provision', in Takayama N (ed.), Taste of pie: searching for better pension provisions in developed countries, Maruzen Book Co Ltd, Tokyo, pp. 3 - 36
    Book Chapters | 2002
    Bateman HJ, 2002, 'Design and Management of Occupational Defined Contribution Pension Schemes: Lessons from the Administrative Cost Literature', in Regulating Private Pension Schemes: Trends and Challenges, OECD, Paris, pp. 151 - 168
    Book Chapters | 2002
    Piggott JR; Bateman HJ, 2002, 'Private Mandatory Retirement Provision: Design and Implementation Challenges', in Ihori T; Tachibanaki T (ed.), Social Security Reform in Advanced Countries, Routledge Press, London, pp. 81 - 112
    Book Chapters | 1997
    Bateman HJ; Piggott JR, 1997, 'Mandatory retirement saving: Australia and Malaysia compared', in The economics of pension, Cambridge University Press, Cambridge, UK, pp. 318 - 349
  • Journal articles | 2024
    Chen S; Chen S; Hanewald K; Si Y; Bateman H; Li B; Xu X; Samtani S; Wu C; Brodaty H, 2024, 'Social Environment, Lifestyle, and Genetic Predisposition With Dementia Risk: A Long-Term Longitudinal Study Among Older Adults', Journals of Gerontology - Series A Biological Sciences and Medical Sciences, 79,
    Journal articles | 2024
    Chung S; Agnew J; Bateman H; Eckert C; Liu J; Thorp S, 2024, 'The impact of mortgage broker use on borrower confusion and preferences', Journal of Economic Behavior and Organization, 224, pp. 229 - 247,
    Journal articles | 2023
    Bateman H; Dobrescu LI; Liu J; Newell BR; Thorp S, 2023, 'Determinants of early-access to retirement savings: Lessons from the COVID-19 pandemic', Journal of the Economics of Ageing, 24,
    Journal articles | 2023
    Bateman H; Gerrans P; Thorp S; Zeng Y, 2023, 'Explaining consumers' progress through life insurance decision states: The role of personal values and consumer characteristics', Journal of Consumer Affairs, 57, pp. 1151 - 1182,
    Journal articles | 2023
    Chen S; Si Y; Hanewald K; Li B; Wu C; Xu X; Bateman H, 2023, 'Association between multimorbidity and informal long-term care use in China: a nationwide cohort study', BMC Geriatrics, 23, pp. 700,
    Journal articles | 2023
    Si Y; Bateman H; Chen S; Hanewald K; Li B; Su M; Zhou Z, 2023, 'Quantifying the financial impact of overuse in primary care in China: A standardised patient study', Social Science and Medicine, 320,
    Journal articles | 2023
    Si Y; Hanewald K; Chen S; Li B; Bateman H; Beard JR, 2023, 'Life-course inequalities in intrinsic capacity and healthy ageing, China', Bulletin of the World Health Organization, 101, pp. 307 - 316C,
    Journal articles | 2023
    Thorp S; Liu J; Agnew J; Bateman H; Eckert C; Iskhakov F, 2023, 'Feeling comfortable with a mortgage: The impact of framing, financial literacy and advice', Journal of Financial Literacy and Wellbeing, 1, pp. 47 - 78,
    Journal articles | 2023
    Wu S; Bateman H; Stevens R, 2023, 'Optimal Portfolio Choice with Health-Contingent Income Products: The Value of Life Care Annuities', North American Actuarial Journal, 27, pp. 278 - 302,
    Journal articles | 2022
    Bateman H; Alonso Garcia J; Bonekamp J; Stevens R; van Soest A, 2022, 'Saving preferences after retirement', Journal of Economic Behavior and Organization,
    Journal articles | 2022
    Bateman H; Eberhardt I, 2022, 'How Fact Sheets affect retirement income product knowledge, perceptions and choices', Australian Journal of Management, 49, pp. 119 - 141,
    Journal articles | 2022
    Chen S; Si Y; Hanewald K; Li B; Bateman H; Dai X; Wu C; Tang S, 2022, 'Disease burden of ageing, sex and regional disparities and health resources allocation: a longitudinal analysis of 31 provinces in Mainland China', BMJ Open, 12, pp. e064641,
    Journal articles | 2022
    Wang-Ly N; Bateman H; Dobrescu I; Newell BR; Thorp S, 2022, 'Defaults, disclosures, advice and calculators: One size does not fit all', Journal of Behavioral and Experimental Finance, 35, pp. 100690,
    Journal articles | 2022
    Wu S; Bateman H; Stevens R; Thorp S, 2022, 'Flexible insurance for long-term care: A study of stated preferences', Journal of Risk and Insurance, 89, pp. 823 - 858,
    Journal articles | 2021
    Alonso Garcia J; Bateman H; Bonekamp J; Stevens R, 2021, 'Spending from regulated retirement drawdowns: The role of implied endorsement', Scandinavian Journal of Economics, 123, pp. 810 - 847,
    Journal articles | 2020
    Hanewald K; Bateman H; Fang H; Wu S, 2020, 'Is there a demand for reverse mortgages in China? Evidence from two online surveys', Journal of Economic Behavior and Organization, 169, pp. 19 - 37,
    Journal articles | 2020
    Thorp S; Bateman H; Dobrescu LI; Newell BR; Ortmann A, 2020, 'Flicking the switch: Simplifying disclosure to improve retirement plan choices', Journal of Banking and Finance, 121, pp. 105955,
    Journal articles | 2018
    Agnew JR; Bateman H; Eckert C; Iskhakov F; Louviere J; Thorp S, 2018, 'First impressions matter: An experimental investigation of online financial advice', Management Science, 64, pp. 288 - 307,
    Journal articles | 2018
    Bateman H; Eckert C; Iskhakov F; Louviere J; Satchell S; Thorp S, 2018, 'Individual Capability and Effort in Retirement Benefit Choice', Journal of Risk and Insurance, 85, pp. 483 - 512,
    Journal articles | 2018
    Dobrescu I; Bateman H; Deetlefs J; Ortmann A; Newell BR; Thorp S; Deetlefs A, 2018, 'Engagement with Retirement Savings: It’s a Matter of Trust', Journal of Consumer Affairs, 53, pp. 917 - 945,
    Journal articles | 2018
    Dobrescu LI; Fan X; Bateman H; Newell BR; Ortmann A; Thorp S, 2018, 'Retirement Savings: A Tale of Decisions and Defaults', Economic Journal, 128, pp. 1047 - 1094,
    Journal articles | 2017
    Arnold B; Bateman H; Ferguson A; Raftery A, 2017, 'Partner-scale economies, service bundling, and auditor independence in the australian self-managed superannuation (Pension) fund industry', Auditing, 36, pp. 161 - 180,
    Journal articles | 2017
    Bateman H; Eckert C; Iskhakov F; Louviere J; Satchell S; Thorp S, 2017, 'Default and naive diversification heuristics in annuity choice', Australian Journal of Management, 42, pp. 32 - 57,
    Journal articles | 2017
    Bateman H; Liu K, 2017, 'Pension reform: Australia and China compared', Economic and Political Studies, 5, pp. 456 - 474,
    Journal articles | 2017
    Mooney A; Earl JK; Mooney CH; Bateman H, 2017, 'Using balanced time perspective to explain well-being and planning in retirement', Frontiers in Psychology, 8, pp. 1781,
    Journal articles | 2016
    Bateman H; Dobrescu LI; Newell BR; Ortmann A; Thorp S, 2016, 'As easy as pie: How retirement savers use prescribed investment disclosures', Journal of Economic Behavior and Organization, 121, pp. 60 - 76,
    Journal articles | 2016
    Bateman H; Eckert C; Geweke J; Louviere J; Satchell S; Thorp S, 2016, 'Risk Presentation and Portfolio Choice', Review of Finance, 20, pp. 201 - 229,
    Journal articles | 2016
    Bateman H; Ortmann A; Newell BR; Dobrescu ; Thorp S, 2016, 'As easy as pie: How retirement savers use prescribed investment disclosures', Journal of Economic Behavior and Organization, 121, pp. 60 - 76,
    Journal articles | 2016
    Donald S; Bateman H; Buckley R; Liu K; Nicholls R, 2016, 'Too Connected to Fail: The Regulation of Systemic Risk within Australia's Superannuation System', Journal of Financial Regulation, 2, pp. 56 - 78,
    Journal articles | 2015
    Bateman H; Stevens R, 2015, 'Risk Information and Retirement Investment Choice Mistakes Under Prospect Theory', Journal of Behavioral Finance, 16, pp. 279 - 296,
    Journal articles | 2015
    Iskhakov F; Thorp S; Bateman H, 2015, 'Optimal Annuity Purchases for Australian Retirees', Economic Record, 91, pp. 139 - 154,
    Journal articles | 2014
    Bateman H; Deetlefs J; Dobrescu LI; Newell BR; Ortmann A; Thorp S, 2014, 'Just Interested or Getting Involved? An Analysis of Superannuation Attitudes and Actions (vol 90, pg 160, 2014)', ECONOMIC RECORD, 90, pp. 564 - 564,
    Journal articles | 2014
    Bateman H; Deetlefs J; Dobrescu LI; Newell BR; Ortmann A; Thorp S, 2014, 'Just interested or getting involved? An analysis of superannuation attitudes and actions', Economic Record, 90, pp. 160 - 178,
    Journal articles | 2014
    Bateman H; Eckert C; Geweke J; Louviere J; Satchell S; Thorp S, 2014, 'Financial competence, risk presentation and retirement portfolio preferences', Journal of Pension Economics and Finance, 13, pp. 27 - 61,
    Journal articles | 2014
    Bateman H; Kingston G, 2014, 'Regulating Financial advice: Lessons from the United States, the United Kingdom and Canada', JASSA, 2014, pp. 7 - 13,
    Journal articles | 2013
    Bateman H; Agnew JR; Thorp S, 2013, 'Financial Literacy and Retirement Planning in Australia', Numeracy: Advancing Education in Quantitative Literacy, 6,
    Journal articles | 2013
    Bateman H; Agnew JR; Thorp S, 2013, 'Superannuation knowledge and plan behaviour', JASSA, 2013, pp. 45 - 50,
    Journal articles | 2013
    Bateman H; Agnew JR; Thorp S, 2013, 'Work, Money, Lifestyle: Plans of Australian Retirees', JASSA, pp. 40 - 44,
    Journal articles | 2013
    Bateman H, 2013, 'Restoring a level playing field for defined benefits superannuation', JASSA, 2013, pp. 36 - 41,
    Journal articles | 2012
    Bateman HJ; Kingston G, 2012, 'The Future of Financial Advice and MySuper', JASSA - Journal of the Securities Institute of Australia, 2012, pp. 43 - 49,
    Journal articles | 2012
    Bateman HJ; Louviere J; Thorp S; Satchell S; Geweke J; Eckert C, 2012, 'Financial Competence and Expectations Formation: Evidence from Australia', Economic Record, 88, pp. 39 - 63,
    Journal articles | 2011
    Bateman HJ; Thorp S; Louviere J; Islam T; Satchell S, 2011, 'Retirement investor risk tolerance in tranquil and crisis periods', Journal of Behavioral Finance, 12, pp. 201208
    Journal articles | 2011
    Bateman HJ, 2011, 'Australia's tax and transfer system under review: Evaluating Harmer and Henry', Economic and Labour Relations Review, 22, pp. 1 - 6,
    Journal articles | 2010
    Bateman HJ; Kingston GH, 2010, 'Tax and Super - Unfinished Business', JASSA - Journal of the Securities Institute of Australia, 2010, pp. 49 - 54,
    Journal articles | 2010
    Bateman HJ; Kingston GH, 2010, 'The Henry Review on Super and Savings', Australian Economic Review, 43, pp. 437 - 448
    Journal articles | 2010
    Bateman HJ; Thorp S; Louviere J; Islam T; Satchell S, 2010, 'An Experimental Survey of Investment Decisions for Retirement Savings', Journal of Consumer Affairs, 44, pp. 463 - 481,
    Journal articles | 2008
    Bateman HJ; Thorp SJ, 2008, 'Choices and constraints over retirement income streams: Comparing rules and regulations', The Economic Record, 84, pp. 17 - 31
    Journal articles | 2007
    Bateman HJ; Thorp SJ, 2007, 'Decentralized investment management: An analysis of non-profit pension funds', Journal of Pension Economics and Finance, 6, pp. 21 - 44,
    Journal articles | 2007
    Kingston GH; Bateman HJ, 2007, 'superannuation and personal income tax reform', Australian Tax Forum Journal, 22, pp. 135 - 159,
    Journal articles | 2006
    Bateman HJ; Thorp SJ, 2006, 'Evaluating the returns to delegated investment management: Australian accumulation funds', Journal of Investment Strategy, 1, pp. 61 - 67
    Journal articles | 2006
    Bateman HJ, 2006, 'Population Ageing: Can We Afford to Grow Old?', ACS Update, December 2006, pp. 4 - 5
    Journal articles | 2006
    Bateman HJ, 2006, 'Recent Superannuation Reforms: Choice and Flexibility in Retirement', Australian Accounting Review, 16, pp. 2 - 6
    Journal articles | 2006
    Bateman HJ, 2006, 'Saving the Future: Can the Under 40s Afford to Grow Old?', Finsia, 2, pp. 22 - 23,
    Journal articles | 2005
    Bateman H, 2005, 'Symposium Introduction', The Economic and Labour Relations Review, 15, pp. 212 - 216,
    Journal articles | 2005
    Bateman HJ, 2005, 'Alternative Responses to Population Ageing: Introduction', Economic and Labour Relations Review, 15, pp. 212 - 216,
    Journal articles | 2005
    Bateman HJ, 2005, 'Retirement incomes for an ageing Australia', Economic and Labour Relations Review, 15, pp. 284 - 308
    Journal articles | 2004
    Bateman HJ; Mitchell O, 2004, 'New Evidence on pension plan design and administrative expenses: the Australian experience', Journal of Pension Economics and Finance, 3, pp. 63 - 76
    Journal articles | 2003
    Bateman HJ, 2003, 'Regulation of Australian superannuation', Australian Economic Review, 36, pp. 118 - 127
    Journal articles | 2002
    Bateman HJ, 2002, 'Retirement income strategy in Australia', Economic Analysis and Policy, 32, pp. 49 - 70
    Journal articles | 2000
    Bateman HJ; Ablett JR, 2000, 'Compulory Superannuation and Australian Generational Accounts: Some preliminary results', Economic Analysis and Policy, pp. 33 - 48
    Journal articles | 1999
    Bateman HJ; Piggott JR, 1999, 'Mandating Retirement Provision: The Australian Experience', Geneva Papers on Risk and Insurance Theory, pp. 95 - 113
    Journal articles | 1999
    Bateman HJ, 1999, 'Perspectives on Australian retirement Income policy', Australian Social Policy, 1, pp. 31 - 59
    Journal articles | 1998
    Bateman HJ; Piggott JR, 1998, 'Mandatory Retirement Saving in Australia', Annals of Public and Cooperative Economics, pp. 547 - 569
    Journal articles | 1997
    Bateman HJ, 1997, 'Risk management issues for mandatory private retirement provision: roles for options', Australian Journal of Management, pp. 175 - 198
    Journal articles | 1993
    BATEMAN H; KINGSTON G; PIGGOTT J, 1993, 'Taxes, Retirement Transfers, and Annuities', Economic Record, 69, pp. 274 - 284,
    Journal articles | 1992
    Bateman H; Piggott , 1992, 'Australian Retirement Income Policy', Australian Tax Forum
  • Working Papers | 2023
    Chen S; Chen S; Si Y; Hanewald K; Bateman H; Li B; Xu X; Samtani S; Wu C; Brodaty H, 2023, Aggregate social factors, genetic predispositions, and lifestyle with risk of dementia: A long-term cohort study,
    Working Papers | 2023
    Chen S; Si Y; Hanewald K; Li B; Wu C; Xu X; Bateman H, 2023, Association between multimorbidity and informal long-term care use among older people in China: A nationwide cohort study,
    Working Papers | 2020
    Bateman H; Eberhardt I, 2020, Follow the Rating: How Mandatory Information Disclosure Affect Retirement Income Product Choices, CEPAR Working Paper 2020/24, ,
    Working Papers | 2020
    Wu S; Bateman H; Stevens R; Thorp S, 2020, Flexible insurance for informal long term care: An experimental study of demand, ,
    Working Papers | 2019
    Bateman H, 2019, Motivated Saving: The Impact of Projections on Retirement Saving Intentions, CEPAR Working Paper 2019/8, ,
    Working Papers | 2019
    Earl J; Bateman H; Hunter M, 2019, Applying psychological models to explain responses to downsizing, CEPAR Working Paper 2019/9, ,
    Working Papers | 2018
    Bateman H; Alonso Garcia J; Bonekamp J; Stevens R, 2018, Retirement Drawdown Defaults: The Role of Implied Endorsement, Elsevier, ,
    Working Papers | 2018
    Bateman H; Alonso Garcia J; Stevens R; Bonekamp J; van Soest A, 2018, Saving preferences after retirement, SSRN, https://ssrn.com/abstract=3184043, ,
    Working Papers | 2018
    Bateman H; Eckert C; Iskhakov F; Louviere J; Agnew J; Thorp S, 2018, Learning and Confirmation Bias: Measuring the Impact of First Impressions and Ambiguous Signals, Elsevier, ,
    Working Papers | 2018
    Hanewald K; Bateman H; Fang H; Wu S, 2018, Is There a Demand for Reverse Mortgages in China? Evidence from Two Online Surveys, Elsevier, 2018/22, ,
    Working Papers | 2016
    Bateman H; Dobrescu I; Newell B; Ortmann A; Thorp S, 2016, Flicking the Switch: How Prescribed Disclosures Drive Retirement Plan Choice, ,
    Working Papers | 2016
    Bateman H; Stevens R; Wu S, 2016, Optimal Portfolio Choice with Health-Contingent Income Products: The Value of Life Care Annuities, Elsevier, ,
    Working Papers | 2016
    Bateman H; Teppa F; Thorp S, 2016, Family, Friends and Framing: A cross country study of subjective survival expectations, ,
    Working Papers | 2015
    Bateman H; Morris N, 2015, Pension fund efficiency - an international comparison of Australia's performance, ,
    Working Papers | 2014
    Bateman H; Arnold B; Ferguson A; Raftery A, 2014, The size, cost and asset allocation of Australian self managed superannuation funds, ,
    Working Papers | 2013
    Bateman H; Liu K, 2013, Pension reform in China: Racing against the demographic clock,
    Working Papers | 2009
    Bateman HJ; Thorp S; Louviere J; Islam T; Satchell S, 2009, Retirement investor risk tolerance when risk is range: experimental survey evidence from tranquil and crisis periods, 2009-1,
    Working Papers | 2009
    Bateman HJ, 2009, Retirement income provision in Australia - outstanding issues in a mature system, 2009-2,
    Working Papers | 2008
    Bateman HJ; Ganegoda A, 2008, Australias disappearing market for life annuities, 2008-1,
    Working Papers | 2008
    Bateman HJ, 2008, Lost Superannuation Accounts in Australia, 2008-3,
    Working Papers |
    Donald MS; Arnold BR; Bateman H; Buckley RP; Liu K, The Implications of Complexity for Systemic Risk in the Superannuation System, Elsevier BV, ,
  • Preprints | 2023
    Si Y; Bateman H; Chen S; Hanewald K; Li B; Su M; Zhou Z, 2023, Does Physician Over-Service Improve the Quality of Care? A Standardised Patient Audit Study,
    Reports | 2022
    Chomik R; Yan S; Bateman H; Anstey K, 2022, CEPAR Research Brief: Financial Decision Making for and in Old Age, ,
    Preprints | 2022
    Si Y; Bateman H; Chen S; Hanewald K; Li B; Su M; Zhou Z, 2022, Quantifying the Financial Impact of Overuse in Primary Care in China,
    Preprints | 2022
    Si Y; Hanewald K; Chen S; Li B; Bateman H; Beard J, 2022, Life-course Inequalities in Intrinsic Capacity among Chinese Older Adults,
    Reports | 2020
    Bateman H; Campo R; Constable D; Dobrescu I; Goodwin A; Liu J; Newell BR; Thorp S, 2020, 20K now or 50K later? What's driving people's decision to withdraw their super?, ,
    Reports | 2020
    Kudrna G; Chomik R; Bateman H; Piggott J; Keane M; Sherris M; De Cure M; Woodland A, 2020, CEPAR Submission to the Retirement Income Review
    Reports | 2019
    Bateman H; Brownlow J; Culbert B; Chu C; Eckert C; Fu B; Thorp S, 2019, New residential mortgages and superannuation engagement, ,
    Reports | 2019
    Smyrnis G; Bateman H; Thorp S, 2019, The impact of projections on superannuation contributions, investment choices and engagement, CEPAR Industry Paper 2019/1, ,
    Reports | 2018
    Bateman H; Chomik R; Graham S; Yan S; Piggott J, 2018, Retirement Income in Australia: Part 1 - Overview, CEPAR, Sydney,
    Reports | 2018
    Bateman H; Chomik R; Graham S; Yan S; Piggott J, 2018, Retirement Income in Australia: Part II - Public Support, CEPAR, Sydney,
    Reports | 2018
    Bateman H; Chomik R; Graham S; Yan S; Piggott J, 2018, Retirement Income in Australia: Part III - Private Resources, CEPAR, Sydney,
    Reports | 2018
    Bateman H; Teppa F, 2018, Regulation of information provision for pension choices: Australia and the Netherlands compared, DP 04/2018-026,
    Reports | 2016
    Bateman H; Eckert C; Louviere J; Thorp S, 2016, Developing new financial literacy measures to better link financial capability to outcomes
    Conference Papers | 2014
    Bateman H; Hartmann M; Orani R, 2014, 'Does Business Model Reconfiguration Lead to Better Performance in Incumbents?An Empirical Analysis', in Academy of Management Annual Meeting Proceedings 2014(1):12838, Philadelpha, PA, presented at Academy of Management Annual Meeting, Philadelpha, PA, 01 August 2014 - 05 August 2014,
    Conference Papers | 2014
    Kudrna GJ; Bateman H, 2014, 'Assessing Private Pension Tax Regimes: An Australian Perspective', Sydney, presented at CEPAR CESifo workshop on Pension Taxation, Population Ageing and Globalization, Sydney, -
    Conference Papers | 2013
    Bateman H; Hartmann M; Orani R, 2013, 'Exploring the Antecedents to Business Model Innovation: An Empirical Analysis of Pension Funds', in Academy of Management Annual Meeting Proceedings 2013(1): 10986, Academy of Management, Orlando, Florida, presented at 2013 Academy of Management Conference, Orlando, Florida, 09 August 2013 - 13 August 2013,
    Conference Presentations | 2011
    Bateman HJ; Thorp S; Louviere J; Islam T; Satchell S, 2011, 'Retirement investor risk tolerance when risk is range: experimental evidence from tranquil and crisis periods', presented at 19th Australian Colloquium of Superannuation Researchers, UNSW, Sydney, 14 July 2011 - 15 July 2011
    Conference Presentations | 2009
    Bateman HJ; Thorp S; Louviere J; Islam T; Satchell S, 2009, 'An Experimental Survey of Investment Decisions for Retirement Savings', presented at Improving Financial Literacy and Reshaping Financial Behavior, Indianapolis, 14 May 2009 - 15 May 2009
    Conference Presentations | 2009
    Bateman HJ; Thorp S; Louviere J; Islam T; Satchell S, 2009, 'An Experimental Survey of Investment Decisions for Retirement Savings', presented at Midwest Finance Association Annual Meetings, Chicago, 04 March 2009 - 07 March 2009
    Conference Presentations | 2009
    Bateman HJ, 2009, 'Retirement income provision in Australia - lessons from a mature system', presented at Chins-Australia Governance Program Conference: Old-Age Insurance for Migrant Workers, Beijing, 15 September 2009 - 16 September 2009
    Conference Presentations | 2009
    Bateman HJ, 2009, 'Retirement income provision in Australia in the wake of the global financial crisis', presented at Protecting Pension Rights in the Economic Crisis, Leuven, Belgium, 18 June 2009 - 19 June 2009
    Reports | 2008
    Bateman HJ, 2008, South African Old Age Policy: Lessons from Australia
    Conference Presentations | 2006
    Bateman HJ, 2006, 'Old Age Income Protection in Australia', presented at Aging Population and Pension Reform, Seoul, South Korea, 18 December 2006 - 19 December 2006
    Other | 2006
    Bateman HJ, 2006, Book Review - Old Age Income Support in the 21st Century: An International Perspective on Pension systems and reform, Cambridge Univ Press,
    Reports | 2004
    Bateman HJ, 2004, Evaluation of World Bank Assistance on Pension Reform, Independent Evaluation Group, The World Bank, Washington
    Conference Papers | 1999
    Bateman HJ, 1999, 'The Role of Specialised Financial Institutions in Pension Fund Administration', in Policy Issues in Pension Reform, Chile, presented at Policy Issues in Pension Reform, Chile
    Conference Papers | 1998
    Bateman HJ, 1998, 'A Framework for Pension Reform in the APEC Economies', in Asian Development Bank (ed.), APEC Regional Forum on Pension Reform, Cucun, pp. 85 - 105, presented at APEC Regional Forum on Pension Reform, Cucun, 04 February 1998 - 06 February 1998
    Conference Papers | 1998
    Bateman HJ, 1998, 'The Relative Roles of the Private and Public Sectors in Pension Funds Management', in Asian Development Bank (ed.), APEC Regional Forum on Pension Reform, Cucun, pp. 1 - 42, presented at APEC Regional Forum on Pension Reform, Cucun, 04 February 1998 - 06 February 1998
    Theses / Dissertations | 1997
    Bateman HJ, 1997, Three essays on the economics of mandatory private retitrement savings
    Preprints |
    Agnew J; Bateman H; Thorp S, Financial Literacy and Retirement Planning in Australian,
    Preprints |
    Agnew J; Bateman H; Thorp S, Superannuation Knowledge and Plan Behaviour,
    Preprints |
    Agnew J; Bateman H; Thorp S, Work, Money, Lifestyle: Plans of Australian Retirees,
    Preprints |
    Agnew JR; Bateman H; Eckert C; Iskhakov F; Louviere JJ; Thorp S, Individual Judgment and Trust Formation: An Experimental Investigation of Online Financial Advice,
    Preprints |
    Alonso-Garcca J; Bateman H; Bonekamp J; van Soest A; Stevens R, Saving Preferences After Retirement,
    Preprints |
    Arnold BR; Bateman H; Ferguson A; Raftery A, The Size, Cost and Asset Allocation of Australian Self-Managed Superannuation Funds,
    Preprints |
    Arnold BR; Bateman H; Ferguson A; Raftery A, Understanding Assurance in the Australian Self-Managed Superannuation Fund Industry,
    Preprints |
    Bateman H; Deetlefs J; Dobrescu L; Newell B; Ortmann A; Thorp S, Just Interested or Getting Involved? An Analysis of Superannuation Attitudes and Actions,
    Preprints |
    Bateman H; Dobrescu LI; Liu J; Newell BR; Thorp S, Determinants of Early-Access to Retirement Savings: Lessons from the COVID-19 Pandemic,
    Preprints |
    Bateman H; Dobrescu LI; Liu J; Newell BR; Thorp S, Determinants of Early-Access to Retirement Savings: Lessons from the Covid-19 Pandemic,
    Preprints |
    Bateman H; Dobrescu LI; Newell B; Ortmann A; Thorp S, As Easy as Pie: How Retirement Savers Use Prescribed Investment Disclosures,
    Preprints |
    Bateman H; Ebling C; Louviere JJJ; Satchell SE; Thorp S; Geweke J, Economic Rationality, Risk Presentation, and Retirement Portfolio Choice,
    Preprints |
    Bateman H; Eckert C; Geweke J; Iskhakov F; Louviere JJJ; Satchell SE; Thorp S, Disengagement: A Partial Solution to the Annuity Puzzle,
    Preprints |
    Bateman H; Eckert C; Geweke J; Louviere JJJ; Satchell SE; Thorp S, Financial Competence, Risk Presentation and Retirement Portfolio Preferences,
    Preprints |
    Bateman H; Eckert C; Geweke J; Louviere JJJ; Satchell SE; Thorp S, Investment Risk Framing and Individual Preference Consistency,
    Preprints |
    Bateman H; Eckert C; Iskhakov F; Louviere JJ; Satchell SE; Thorp S, Default and 1/N Heuristics in Annuity Choice,
    Preprints |
    Bateman H; Eckert C; Iskhakov F; Louviere JJ; Satchell SE; Thorp S, Individual Capability and Effort in Retirement Benefit Choice,
    Preprints |
    Bateman H; Kingston G, Restoring a Level Playing Field for Defined Benefits Superannuation,
    Preprints |
    Bateman H; Lai A; Stevens R, Risk Information and Retirement Investment Choices Under Prospect Theory,
    Preprints |
    Bateman H; Liu K, Pension Reform in China: Racing Against the Demographic Clock,
    Preprints |
    Bateman H; Louviere JJJ; Satchell SE; Islam T; Thorp S, Retirement Investor Risk Tolerance in Tranquil and Crisis Periods: Experimental Survey Evidence,
    Preprints |
    Bateman H; Morris N, Pension Fund Efficiency: An International Comparison of Australian Performance,
    Preprints |
    Bateman H; Newell B; Thorp S, Flicking the Switch: How Fee and Return Disclosures Drive Retirement Plan Choice,
    Preprints |
    Bateman H; Piggott J, Civil Services and Military Retirement Income Provision in Australia,
    Preprints |
    Bateman H; Piggott J, Too Much Risk to Insure? The Australian (Non-) Market for Annuities,
    Preprints |
    Bateman H; Thorp S; Louviere JJJ; Islam T; Satchell SE, An Experimental Survey of Investment Decisions for Retirement Savings,
    Preprints |
    Bateman H; Thorp S, Choices and Constraints Over Retirement Income Streams: Comparing Rules and Regulations,
    Preprints |
    Bateman H; Wu S; Thorp S; Stevens R, Flexible insurance for informal long-term care: A study of stated preferences,
    Preprints |
    Chen S; Si Y; Hanewald K; Li B; Bateman H; Dai X; Wu C; Tang S, Age-Related Disease Burdens, Disparities, and Health Resource Allocation: A Longitudinal Data Analysis of 31 Provinces in Mainland China,
    Preprints |
    Deetlefs J; Bateman H; Dobrescu L; Newell B; Ortmann A; Thorp S, Suspicious Minds (Can Be a Good Thing When Saving for Retirement),
    Preprints |
    Dobrescu L; Fan X; Bateman H; Newell B; Ortmann A; Thorp S, Retirement Savings: A Tale of Decisions and Defaults,
    Preprints |
    Dobrescu LI; Shanker A; Bateman H; Newell BR; Thorp S, Retirement Eggs and Retirement Baskets,
    Preprints |
    Hanewald K; Bateman H; Fang H; Ho TL, Long-Term Care Insurance Financing Using 91³ÉÈ˰涶Òô Equity Release: Evidence from an Online Experimental Survey,
    Preprints |
    Hanewald K; Bateman H; Fang H; Wu S, Is There a Demand for Reverse Mortgages in China? Evidence from Two Online Surveys, ,
    Preprints |
    Iskhakov F; Thorp S; Bateman H, Optimal Annuity Purchases for Australian Retirees,
    Preprints |
    Smyrnis G; Bateman H; Dobrescu LI; Newell BR; Thorp S, Motivated Saving: The Impact of Projections on Retirement Saving Intentions,
    Preprints |
    Teppa F; Thorp S; Bateman H, Family, Friends and Framing: A Cross-Country Study of Subjective Survival Expectations,
    Preprints |
    Teppa F; Thorp S; Bateman H, Family, Friends and Framing: A Cross-Country Study of Subjective Survival Expectations,
    Preprints |
    Teppa F; Thorp S; Bateman H, Family, Friends and Framing: A Cross-Country Study of Subjective Survival Expectations,

ARC Grants

2020-2023: ARC Linkage Grant, Better communication to solve the under-saving, under-spending puzzle, (Joint Chief Investigator with S Thorp, B Newell and I Dobrescu), $392,445 over 3 years (matched with cash and in-kind support from Cbus)

2017-2023: ARC Centre of Excellence in Population Ageing Research (CEPAR), (Joint Chief Investigator with J Piggott, K Anstey, M Baird, P Clarke, R Cumming, M Keane, P McDonald, W McKibbin, S Parker, M Sherris, A Woodland): $27.25 mill over 7 years.

2016-2018: ARC Discovery Grant, Is it just a matter of time? Why some people plan and others do not, (Joint Chief Investigator with J Earl): $209,500 over 3 years.

2015-2018: ARC Linkage Grant (with UniSuper), Super Financial Security: Improving Flexibility, Trust and Communication, (Joint Chief Investigator with A Ortmann, S Thorp, B Newell, I Dobrescu, J Davis): $355,385 over 3 years (matching cash and in-kind support from UniSuper).

2014-2017: ARC Linkage Grant (with Netspar, AMP, APG and Booz and company), Mandatory pre-funded retirement income schemes: best policy and practice, (Joint Chief Investigator with M Sherris, J Piggott, R Stevens, T Njyman, L Bovenberg, J Deane, J Twaddle and E Ponds): $493,000 over 3 years (matched by cash and in-kind support from industry partners).

2012-2014: ARC Discovery Grant, Endgame: managing superannuation in later life, (Joint Chief Investigator with G Kingston, L Fisher, S Thorp and G Milunovich): $170,000 over 3 years.

2011-2012: ARC Linkage Grant (with the Institute for Public Policy, Zhejiang Province) Developing sustainable retirement policy in a Chinese province: the case of Zhejiang (Joint Chief Investigator with J Piggott, M Sherris and Xian-guo Yao): $137,320 over 2 years (from ARC), matching $137,320 in cash and in-kind from Zhejiang Province.

2011-2013: ARC Linkage Grant (with UniSuper), Reconnecting and Engaging Superannuation Fund Members, (Joint Chief Investigator with A Ortmann, S Thorp, B Newell, I Dobrescu, N Wilcox, G Harrison): $247,711 over 3 years (from ARC), matching $247,711 in cash and in-kind from UniSuper.

2010-2014: ARC Discovery Grant, The paradox of choice: Unravelling complex superannuation decisions, (Lead Chief Investigator with J Louviere, S Thorp, C Ebling, T Islam, S Satchell, J Geweke): $960,000 over 5 years.

2008-2010: ARC Discovery Grant, Security in Retirement: Forecasting and Managing Macroeconomic and Investment Risks (Joint Chief Investigator with, S Thorp G Kingston, L Fisher, K Clements): $328,226 over 3 years.

2006-2008: ARC Discovery Grant, The Theory and Measurement of Stock Market Indexes, (Joint Chief Investigator with R Hill): $210,000 over 3 years.

2005-2007: ARC Discovery Grant, Risk Management for Bonds, Currencies and Commodities (Joint Chief Investigator with G Kingston, L Fisher, M Sherris, K Clements and S Thorp): $240,000 over 3 years.

2002-2004: ARC Discovery Grant, Investing over the Lifecycle, (Joint Chief Investigator with G Kingston, L Fisher, M Sherris and B Schworm): $120,000 over 3 years.

2002-2004: ARC Discovery Grant, The Demand and Supply of Retirement, (Joint Chief Investigator with J Piggott and H Morita): $217,000 over 3 years.

Other grants

2020-2021: First State Super Research Agreement, Understanding members’ behavioural responses to market volatility, (Joint Chief Investigator with I. Eberhardt, S Wu and J Ellis), No cash support. Provision of First State Super member data.

2017: Netspar Comparative International Research Project, Regulation of information provision for pension choices: Australia and the Netherlands compared, (Joint Chief Investigator with F Teppa), 20,000 Euro.

2017-2020: Netspar Theme Grant, Choice architecture in pensions and retirement, (Joint Chief Investigator with M Lever, E Ponds, R Stevens, R Dillingh, H ter Rele, J Bolhaar), 250,000 Euro.

2017-2021: Cbus Research Agreement, The impact of Cbus’ Retirement Income Estimate (RIE) campaigns on member financial wellbeing, (Joint Chief Investigator with S Thorp, B Newell, I Dobrescu, D Constable), No cash support. Provision of Cbus member data from RIE campaigns.

2017-2018: Colonial First State/CBA Research Agreement, The interplay between superannuation and mortgages, (Joint Chief Investigator with S Thorp, C Eckert and J Brownlow), No cash support. Provision of CFS/CBA customer data.

2014: Financial Literacy Grant (funded by the Financial Literacy Foundation), Developing new financial literacy survey questions to better link financial knowledge to outcomes, (Joint Chief Investigator with C Eckert, J Louviere and S Thorp), $120,000.

2013-2014: Centre for International Finance and Regulation, Identifying, monitoring and managing systemic risks in Australia’s superannuation system, (Joint Chief Investigator with S Donald, R Buckley, K Liu and B Arnold): $200,800.

2013: Centre for International Finance and Regulation, Monitoring and performance attributes of superannuation funds in Australia, (Joint Chief Investigator with A Ferguson, A Raftery and B Arnold): $93,325.

2013: Rotman ICPM (International Centre for Pension Management), Comparative performance of Australian superannuation funds, (Provision of CEM pensions dataset).

2012: Institute of Chartered Accountants, Cost, investment performance, asset allocation and audit attributes of self-managed superannuation funds in Australia, (Joint Chief Investigator with A Ferguson and A Raftery): $10,000.

  • President, International Pension Research Network (IPRA) (since 2019)
  • Member, Consumer Focused Retirement Incomes Roundtable (convened by the Council of the Ageing - COTA) (since 2018)
  • Member (International Academic Expert), China Ageing Finance Forum (since 2017)
  • Member, Committee for Sustainable Retirement Incomes (CSRI) (2016-18)
  • Member, Scientific Council, Dutch Network for Research in Pensions, Ageing and Retirement - Netspar (since 2016)
  • Australian Government (Minister for Superannuation) ‘Superannuation Roundtable’ (2012-13)
  • Member, UniSuper Consultative Committee (since 2011)
  • Member, Expert Reference Group, Melbourne Mercer Global Pension Index (since 2010)
  • Editorial Board, The Economic Record (since 2018)
  • Associate Editor, Journal of Pension Economics and Finance (since 2017)
  • Editorial Board, Journal of Pension Economics and Finance (since 2010)
  • Joint Editor, Economic and Labour Relations Review (2005-2014)
  • Member and Mentor, Economic Society of Australia Women in Economics Network (WEN) (since 2018)